Advisory
ComplianceLnD supports, protects and empowers employees and organisations through the people aspects of risk, compliance and anti-financial crime. We offer highly experienced and trusted advisory services through a team of seasoned industry practitioners and an extensive network of industry contacts and subject matter experts. These services can be used to improve business performance and compliance and to navigate regulatory transformation and increased regulatory attention and remediation.
We believe our strength is the knowledge and experience of our team combined with our own unique and innovative methodologies, approaches and practices. This allows us to support the smallest to largest of clients on the simplest to most complex of issues, challenges and opportunities, which include:
- Resolving related control failings identified through monitoring and testing, risk assessment and internal audit.
- Independently examining, designing and enhancing organisational frameworks and programmes to ensure legal and regulatory compliance.
- Preparing for, responding to, and addressing potential legal and regulatory engagement and/or enforcement action.
- Authoring and implementing policies, procedures and education tailored to legal and regulatory requirements and organisational practice.
- Analysing and addressing people-related challenges and opportunities for risk, compliance and anti-financial crime professionals e.g., training needs analysis, risk culture, skills assessment, role frameworks.
- Enhancing and increasing the return on investment from existing practice and reducing on-going third party reliance.
